Improper performance of a chemical peel procedure
A dermatologist performed a TCA chemical peel to minimize the appearance of a patient’s facial skin discolorations.
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by Olga Maystruk, Designer and Brand Strategist
Presentation
A 47-year-old woman came to Dermatologist A to treat the appearance of light brown macules on her face. Dermatologist A had treated this patient for four years and performed several procedures for her, including injection of dermal fillers and onabotulinumtoxinA, lip and chin laser hair removal, and a fractional resurfacing laser treatment. The patient’s history included seborrheic keratosis, actinic keratosis, chronic acne, and depression.
Physician action
On February 14, Dermatologist A performed a trichloroacetic acid (TCA) chemical peel to
minimize the appearance of the patient’s facial skin discolorations. Before the procedure, the patient signed an informed consent document allowing superficial chemosurgery and acknowledging the associated risks of the chemical peel, such as second-degree burns, red and swollen skin, irritation, peeling, blistering, scarring, infection, uneven pigmentation, and pain.
The patient was given pre- and post-procedure skin care instructions. She was prescribed sulfamethoxazole/trimethoprim and valacyclovir to prevent infection and diazepam and tramadol for pain management. Additionally, she was given tretinoin and hydroquinone to apply topically up to five days before the procedure.
Before the TCA peel application, Dermatologist A treated the facial area with a mixture of salicylic acid, resorcinol, and lactic acid in 95% ethanol, also known as Jessner’s Solution. The physician then applied two coats of 30% TCA. The medical record notes usage of 60% TCA for eight minutes.
At the follow-up visit two days later, the patient presented with facial swelling and was given at-home care instructions including applications of magnesium hydroxide.
Shortly after the chemical peel, the patient underwent a minor hip surgery and received injectable corticosteroids to the hip area. The patient did not disclose this procedure to her dermatologist
During a follow-up visit with Dermatologist A on February 25, the physician performed an examination of the scalp, hair, and face, including conjunctivae and eyelids. Dermatologist A prescribed hydrogel and provided a topical cream with instructions for application four times daily. The records on this date do not reflect any conversations regarding the chemical peel.
On March 1, the patient returned for a follow-up cosmetic evaluation. During this visit, Dermatologist A noted submental laxity and scattered broken blood vessels on the face. According to the patient’s record, there were again no conversations regarding the chemical peel.
On March 4, the patient was seen by Dermatologist B for two different diagnoses of dermatitis: dermatitis unspecified and irritant contact dermatitis due to other chemical products. The physician described acute and chronic eczematous changes with dry, lichenified patches of skin mixed with crusted patches and plaques.
On April 12, the patient came to Dermatologist A for further evaluation and reported that her skin appeared unchanged since the chemical peel. The physician noted the patient’s problems with healing and recommended a follow-up visit in six months.
One month later, the patient returned to Dermatologist A and reported sensitivity and scarring on her upper lip, right forehead, and bilateral cheeks. Dermatologist A noted reticulated hypopigmentation and hypertrophic scarring. The patient’s scars were treated with triamcinolone acetonide 2.5 mg. Dermatologist A discussed with the patient the option of intense pulsed light therapy to treat the erythema and test an area for a possible fractional laser procedure to reduce scarring.
Two days later, the patient visited Dermatologist B for a topical steroid scalp treatment. Dermatologist B noted improved acne, facial keloid and scar condition, and skin fibrosis. The scarring was noted as secondary to the TCA peel. The patient was given prescriptions for two topical face creams and one topical scalp cream.
Over the next six months, the patient was treated by three other dermatologists with reports of fragile skin appearance, quick bruising, serpiginous scarring throughout the face, and scarring on her upper lip. Her treatments included: multiple, increasing triamcinolone acetonide injections (varying from 5 mg to 30 mg) to manage the hypertrophic scar on her upper lip; pulsed dye laser treatment for redness; and ablative fractional laser skin resurfacing to treat hypertrophic scars and texture irregularities. Laser treatments and triamcinolone injections to the lip area continued for two years.
Three years after the original chemical peel procedure, the patient underwent a scar revision surgery performed by Plastic Surgeon A. Over the next six months, the patient received several rounds of triamcinolone acetonide treatments. She also underwent two full-face radio frequency microneedling treatments. She may undergo an additional lip scar revision at some point in the future.
Allegations
The patient filed a lawsuit against Dermatologist A alleging improper performance of the TCA peel.
Legal implications
Consulting dermatology experts for the defense were supportive of Dermatologist A’s actions. They felt that pre- and post-chemical peel treatments were within the standard of care, and the patient was aware of the procedure’s risks and complications through an informed consent document.
However, the patient’s medical record presented a significant issue that affected the case’s defensibility. The chart reflected usage of 60% CTA solution for 8 minutes during the procedure. The record was amended four months after the peel to show that equal parts of saline 0.9% were added to 60% TCA and neutralized with sodium bicarbonate after 2-3 minutes. During the deposition, Dermatologist A explained that their office always dilutes 60% CTA to achieve a 30% solution.
One of the consulting experts noted that shortly after the chemical peel, the patient underwent a hip operation for which she received corticosteroid injections. This and other steroids that were given to the patient by other dermatologists could have inhibited proper healing. This consultant also noted that facial scarring could have resulted from the patient’s excessive treatments with multiple physicians.
Disposition
The case was settled on behalf of Dermatologist A.
Disclaimer
This closed claim study is based on an actual malpractice claim from Texas Medical Liability Trust. This case illustrates how action or inaction on the part of the physicians led to allegations of professional liability, and how risk management techniques may have either prevented the outcome or increased the physician’s defensibility. This study has been modified to protect the privacy of the physicians and the patient.
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